Archibald Adam Walker

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-06
TX	RA	APPROVED_RES	2008-08-14
CT	RA	APPROVED	2007-12-03

NY RA
APPROVED

Since 2021-04-06
TX RA
APPROVED_RES

Since 2008-08-14
CT RA
APPROVED

Since 2007-12-03

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Great Neck	NY	12/1983	Present
Bank Of America, N.A.	Great Neck	NY	07/2011	Present

12/1983 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Great Neck, NY
07/2011 → Present

Bank Of America, N.A.

Great Neck, NY

Other Businesses

I*31259 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WALKER FARM PROPERTY, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 99 SAND HILL ROAD, SUSSEX, NEW JERSEY 7461 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, MANAGING MEMBER LLC PARTNER START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGING MEMBER I*31260 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WALKER VERNON VALLEY FARM, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 99 SAND HILL ROAD, SUSSEX, NEW JERSEY 7461 NATURE OF BUSINESS: OTHER,FAMILY OWNED FARM POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGING MEMBER. I*2029329, Entity Type, Entity for Profit, Name of OBA: Blue Owl Credit Income Corp, Address: New York, NY, 10022, Investment Related: Yes, Position, Title, Association: Passive Investor, Employee Start Date: 11/01/2024, No Hours: 0, No Hours during trading: 0, Duties: I am a shareholder of a business development Corporation.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-09-24
S63	Uniform Securities Agent State Law Examination	1984-03-14

S65 Uniform Investment Adviser Law Examination

2007-09-24
S63 Uniform Securities Agent State Law Examination

1984-03-14

Other Names

Archie Walker

View on SEC IAPD