Stanley Wayne Sargent

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2006-07-18
FL	RA	APPROVED	2003-05-19

TX RA
APPROVED_RES

Since 2006-07-18
FL RA
APPROVED

Since 2003-05-19

Branch Locations

250 International Pkwy, Lake Mary, FL 32746 • United States

Oviedo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch Pierce Fenner & Smith, Inc.	Orlando	FL	05/2003	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Orlando	FL	03/2006	Present
Bank Of America,Na	Merritt Island	FL	11/2009	Present

05/2003 → Present

Merrill Lynch Pierce Fenner & Smith, Inc.

Orlando, FL
03/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Orlando, FL
11/2009 → Present

Bank Of America,Na

Merritt Island, FL

Previous Registrations

2005-12-06 → 2006-03-08

Advest, Inc.

Beaver, PA

Orlando, FL
1998-12-14 → 2003-05-23

Prudential Equity Group, Llc

Palm Beach, FL

Other Businesses

I*4513284, Entity Type: , Name of OBA: MLPF& S CUST FPO CLUB MARKETING & COMMUNI SEP FBO E A S, Address: Oviedo, Florida, 32765, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/30/2026, No Hours: 6 Monthly, No Hours during Trading: 6 Monthly, Duties: I*4514276, Entity Type: , Name of OBA: MLPF& S CUST FPO E A S IRA FBO E A S, Address: oviedo, Florida, 32765, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/30/2026, No Hours: 6 Monthly, No Hours during Trading: 6 Monthly, Duties: I*4514277, Entity Type: , Name of OBA: E A S TTEE U/A DTD 03/21/2023 BY E A S, Address: oviedo, Florida, 32765, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/30/2026, No Hours: 6 Monthly, No Hours during Trading: 6 Monthly, Duties: I*4514278, Entity Type: , Name of OBA: E A S TTEE U/A DTD 03/21/2023 BY E A S , Address: oviedo, Florida, 32765, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/30/2026, No Hours: 6 Monthly, No Hours during Trading: 6 Monthly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-02-05
S63	Uniform Securities Agent State Law Examination	1984-03-02

S65 Uniform Investment Adviser Law Examination

1999-02-05
S63 Uniform Securities Agent State Law Examination

1984-03-02

Other Names

Stanley W Sargent

View on SEC IAPD