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Luella Marie Peragino

Morgan Stanley

Greenville, SC

Toms River, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-11
NJ RA APPROVED 2023-12-08
SC RA APPROVED 2023-12-08
  • TX RA
    APPROVED_RES
    Since 2023-12-11
  • NJ RA
    APPROVED
    Since 2023-12-08
  • SC RA
    APPROVED
    Since 2023-12-08

Branch Locations

201 East Mcbee Avenue 1St Floor, Greenville, SC 29601 • United States

1433 Hooper Avenue, Toms River, NJ 08753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Manasquan NJ 10/2012 12/2023
Morgan Stanley Smith Barney Llc Greenville SC 12/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-14
S63 Uniform Securities Agent State Law Examination 1993-11-29
  • S66 Uniform Combined State Law Examination
    2006-09-14
  • S63 Uniform Securities Agent State Law Examination
    1993-11-29
Other Names
  • Luella Marie Faso
  • Lue Peragino

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · GREENVILLE, SC
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THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
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