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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-06-29
MN RA APPROVED 2014-01-09
TX RA APPROVED_RES 2005-02-18
  • FL RA
    APPROVED
    Since 2020-06-29
  • MN RA
    APPROVED
    Since 2014-01-09
  • TX RA
    APPROVED_RES
    Since 2005-02-18

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Group, Llc Naples FL 09/1999 Present
Wealth Enhancement Brokerage Services, Llc Naples FL 02/2007 Present
Lpl Financial Naples FL 02/2007 06/2025
Wealth Enhancement Advisory Services, Llc Naples FL 12/2001 Present
  • 09/1999 → Present
    Wealth Enhancement Group, Llc
    Naples, FL
  • 02/2007 → Present
    Wealth Enhancement Brokerage Services, Llc
    Naples, FL
  • 02/2007 → 06/2025
    Lpl Financial
    Naples, FL
  • 12/2001 → Present
    Naples, FL
Previous Registrations
  • 2007-05-09 → 2011-05-19
    Burnsville, MN
    Fort Mill, SC
    Burnsville, MN
    Naples, FL
Other Businesses

1. 2/5/2007 - NON-VARIABLE INSURANCE DBA - WEALTH ENHANCEMENT GROUP, LLC - AGENT SELLING TRADITIONAL INSURANCE, FIXED ANNUITIES, DISABILITY AND LTC. - BURNSVILLE, MN. 2. 2/5/2007 - OTHER-CONSULTING - NICAMPE, LLC - CONSULTING BUSINESS-PRESIDENT TIME SPENT: 5% APROX. ANNUAL INCOME: DIVDS WEG PARTNERSHIP: MARGARET M WEBB 99% MICHAEL T WEBB 1% 3. 3/12/2007 - REGISTERED INVESTMENT ADVISOR - WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - RIA PROVIDES ASSET MANAGEMENT AND FINANCIAL PLANNING SERVICES. - BURNSVILLE, MN. 4. 4/8/2009 - OTHER-RADIO - PARTICIPATE IN WEG RADIO PROGRAM. CONTENT OF THIS PROGRAM IS REVIEWED BY ADVERTISING COMPLIANCE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1984-03-24
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1984-03-24
Other Names
  • Margaret Mary Chromywebb
  • Margaret Mary Chromy Webb
  • Peg Chromy Webb
  • Margaret Mary (Chromy) Webb

View on SEC IAPD

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