Jonathan L Mann

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 10/2015 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2012-11-26 → 2015-08-19
  Barclays Capital Inc.
  New York, NY
• 2003-09-05 → 2012-12-03
  Alliancebernstein L.P.
  New York, NY

Other Businesses

I*85505For profit or not for profit: For-Profit OrganizationName of outside business organization: Mann Family Fund LLCInvestment related: NAddress of business:Short HIlls, New Jersey 7078Nature of business: LLC,Position, title, association: General Partner, Start date of relationship: 2/1/2013Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Investments on behalf of self and family memebersI*8902For profit or not for profit: Name of outside business organization: Executor Investment related: Address of business:New York, New York 10024Nature of business: ,Position, title, association: , Start date of relationship: 5/2/2016Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties:I*136816For profit or not for profit: Non-Profit OrganizationName of outside business organization: Jewish Servioes for the Developmentally DisabledInvestment related: NAddress of business:West Orange, New Jersey 07052Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, joining their Board of DirectorsStart date of relationship: 5/1/2021Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Join the organizations Board of Trustees. I expect I will become involved in their Strategic Planning and Donor Development Committees. I have explained that despite my extensive experience and background I cannot participate in anything financial. I*1913295, Entity Type, Not-For-Profit, Name of OBA: MRCC Foundation, Address: West Caldwell, NJ, 07006, Investment Related: No, Position, Title, Association: Committee Member, Employee Start Date: 07/01/2024, No Hours: 4hrs/Mo, No Hours during trading: 1hr/Mo, Duties: Fund to meet needs of the employees (and their families) of the Mountain Ridge Country Club. My responsibilities will include participating to insure the maximum engagement of the club membership with the fund for the benefit of the employees.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-01
• S63 Uniform Securities Agent State Law Examination
  1984-03-13

Other Names

• Jonathan Lloyd Mann