Richard Allen Purkiss

Current Employers

Purkiss Capital Advisors, Llc

Ridgefield, CT • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-09-24
CT	RA	APPROVED	2003-05-15

TX RA
APPROVED

Since 2019-09-24
CT RA
APPROVED

Since 2003-05-15

Branch Locations

Ridgefield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Purkiss Capital Advisors, Inc.	Ridgefield	CT	09/2001	Present

09/2001 → Present

Purkiss Capital Advisors, Inc.

Ridgefield, CT

Other Businesses

NAME OF OBA: WOOSTER SCHOOL; ADDRESS OF OBA: DANBURY, CT 06810; NATURE: INVESTMENT COMMITTEE INVESTMENT RELATED: YES; TITLE WITH OBA: BOARD CHAIR, MEMBER INVESTMENT COMMITTEE; DUTIES: OVERSEE ENDOWMENT AT VANGUARD; START DATE: 09/01/2018; APPROX. NUMBER OF HOURS/MONTH: >1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-06-24

S63 Uniform Securities Agent State Law Examination

1994-06-24

Designations

Other Names

Richard Allen Jr Purkiss

View on SEC IAPD