David Kent Prewette

Current Employers

Employment History

• 04/2015 → 07/2023
  Center Street Securities, Inc.
  Nashville, TN
• 04/2015 → 07/2023
  Center Street Advisors, Inc.
  Nashville, TN
• 03/2023 → 07/2023
  Arete Wealth Advisors, Llc
  Chicago, IL
• 07/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-04-04 → 2023-07-20
  Arete Wealth Advisors, Llc
  Charlotte, NC
  Chicago, IL
• 2015-04-30 → 2023-07-12
  Center Street Advisors, Inc.
  Charlotte, NC
  Nashville, TN
• 2014-01-09 → 2015-04-27
  Financial Security Advisory Inc
  Virginia Beach, VA
  Charlotte, NC
• 2013-05-30 → 2013-12-31
  Southeast Investments, N.C., Inc.
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/1981; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: DAVID PREWETTE REALTY; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL ADDRESS; NATURE OF BUSINESS: REAL ESTATE; START DATE: 06/1992; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: I HAVE OWNED MY REAL ESTATE COMPANY FOR MANY YEARS. I USE IT FOR FAMILY PROPERTY AND OCCASIONAL REFERRAL FEES. I DON'T PROMOTE THIS ACTIVITY WITH MY SECURITIES CLIENTS; 3. NAME OF OTHER BUSINESS: D. Kent Prewette and Associates; INVESTMENT RELATED: yes; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA for financial services; START DATE: 06/1984; POSITION/TITLE/RELATIONSHIP: owner; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: provide brokerage and advisory services when needed. 4. NAME OF OTHER BUSINESS: RETIREMENT FINANCIAL SERVICES; INVESTMENT RELATED: NO; ADDRESS: PO BOX 49267, CHARLOTTE, NC 28277; NATURE OF BUSINESS: COMPANY IS USED FOR PAYROLL PURPOSES; START DATE: 06/1984; POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: THIS COMPANY IS USED FOR PAYROLL PURPOSES; 5. NAME OF OTHER BUSINESS: CONVERGENT FINANCIAL PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: PROVIDING BROKERAGE SERVICES TO CLIENTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-05-29
• S63 Uniform Securities Agent State Law Examination
  1994-10-20

Other Names

• Kent Prewette