Casey Mathias

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → 11/2021
  Principal Life Insurance Company
  Des Moines, IA
• 03/2016 → 11/2021
  Principal Securities
  Des Moines, IA
• 10/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2021 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 10/2021 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/2021 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 10/2021 → 09/2022
  First Allied Securities Inc
  San Diego, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-12-12 → 2021-11-22
  Principal Securities, Inc.
  Des Moines, IA

Exams

• S66 Uniform Combined State Law Examination
  2008-12-09

Other Names

• Casey Leigh Jordan
• Casey Jordan
• Casey L Mathias
• Casey Leigh Mathias
• Casey Leigh Jordan