Bruce Edwin Carlson

Current Employers

Navpoint Financial, Inc.

16180 Hastings Ave Se Suite 301, Prior Lake, MN 55372 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-01-15

MN RA
APPROVED

Since 2014-01-15

Branch Locations

16180 Hastings Ave Se Suite 301, Prior Lake, MN 55372 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Navpoint Financial, Inc.	Prior Lake	MN	04/1998	Present

04/1998 → Present

Navpoint Financial, Inc.

Prior Lake, MN

Previous Registrations

1998-09-29 → 2007-12-31

Navpoint Financial, Inc.

Minneapolis, MN

Other Businesses

NAVPOINT FINANCIAL, INC. (Owner, RIA) WESTWOOD POINT INVESTMENTS LLC (Family Investments) WASHINGTON SQUARE HOA (President/Board Member at personal residence, no compensation, 2 hours per week) BMW CCA-NorthStar Chapter (High Performance Driving Instructor, Non investment related, no compensation) BMW CCA-Puget Sound Chapter (High Performance Driving Instructor, Non investment related, no compensation) BRUCE CARLSON AS SOLE PROPRIETOR (Outside consultant-law firms, expert witness, business consulting. As needed basis. Non related to NavPoint clients) RENTS OUT PARKING SPACE AT WA RESIDENCE CONDO (Non Investment Related, not all the time)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-09-10
S63	Uniform Securities Agent State Law Examination	1984-02-02

S65 Uniform Investment Adviser Law Examination

1992-09-10
S63 Uniform Securities Agent State Law Examination

1984-02-02

View on SEC IAPD