James Warren North

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney Llc
  Lake Oswego, OR
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Portland, OR
• 2003-10-28 → 2007-04-02
  Morgan Stanley Dw Inc.
  Portland, OR
  Portland, OR

Other Businesses

1-TO SERVE AS CO-OWNER & MANAGER OF CATAWEA DEVELOPMENT LLC, A FAMILY OWNED COMPANY. 2. Wylee Hanger Condominium Association; Not Investment related; Homeowners' Association; Secretary (proprietor, partner, officer, director, employee, trustee, agent); Jan 2006; During business hours: 0; After business hours: 2; Responsible for keeping minutes of all HOA meetings for posting on our website. 3. Aircraft Hanger Rental; Investment related; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2001; During business hours: 0; After business hours: 1; I own the hanger, store my plane there and rent out the additional space to another aircraft owner. 4. Spalding Education International; Not Investment related; Phoenix, AZ; Charity / Private Foundation; Board of Directors (proprietor, partner, officer, director, employee, trustee, agent); Sep 1996; During business hours: 1; After business hours: 1 5. Catawba Development LLC; Investment related Yes; Friendswood, TX; Real Estate Development; Managing Director (proprietor, partner, officer, director, employee, trustee, agent); Feb 2004; During business hours: 0; After business hours: 0.

Exams

• S66 Uniform Combined State Law Examination
  2003-06-25