Kerry Lee Lawing

Employer firm

Prevail Innovative Wealth Advisors, LLC CRD 288641

$932M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters
• VARIABLE ANNUITY & LIFE SUB-ACCOUNT MANAGEMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1996 → 11/2017
  Lawing Financial Inc.
  Overland Park, KS
• 07/2010 → 10/2017
  Cambridge Investment Research, Inc
  Fairfield, IA
• 12/2020 → Present
  Prevail Innovative Wealth Advisors F/K/A Lf Wealth Advisors
  Leawood, MO
• 06/2017 → Present
  Prevail Strategies, Llc
  Leawood, KS
• 03/2021 → Present
  Prevail Alternative Assets, Llc
  Leawood, KS

Previous Registrations

• 2003-05-27 → 2017-11-28
  Lawing Financial Inc
  Overland Park, KS
  Overland Park, KS
  Overland Park, KS
• 2010-05-06 → 2010-07-16
  On Investment Management Co
• 2003-12-16 → 2006-12-31
  Mason James Asset Management, Inc.
  Overland Park , KS

Other Businesses

1) PREVAIL STRATEGIES, LLC - CEO. 6/2017 TO PRESENT. INVESTMENT RELATED. SALES AND MARKETING OF FIXED INSURANCE PRODUCTS. 10 HRS/WEEK SPENT ON THIS ACTIVITY. 2) SEABREEZE ONE - MANAGING MEMBER. 11/2017 TO PRESENT. NOT INVESTMENT RELATED. HOLDING COMPANY THAT OWNS AND OPERATES AN AIRPLANE UNDER TO DRY LEASE TO ENTITIES.1 HR/MONTH SPENT ON THIS ACTIVITY. 3) KB COMMERCIAL, LLC, 5/2015 TO PRESENT AS OWNING MEMBER OF LLC. LLC OWNS COMMERCIAL RENTAL BUILDING. NOT INVESTMENT RELATED - DEVOTES 2 HR/MO - NONE DURING TRADING HOURS. 20E DUNDEE CIRCLE, VILLAGE OF LOCH LLOYD, MO 64012. 4) PREVAIL ALTERNATIVE ASSETS, LLC - MEMBER AND MAJORITY OWNER. 03/2021 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE REVIEWING POTENTIAL REAL ESTATE TRANSACTIONS. 10 HRS/WEEK SPENT ON THIS ACTIVITY. COMPENSATION IS IN THE FORM OF DISTRIBUTIONS IF PREO IS PROFITABLE. 5) DLB OPPORTUNITIES, LLC - MEMBER. 04/2021 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE REVIEWING REAL ESTATE TRANSACTIONS. 2 HRS/WEEK SPENT ON THIS ACTIVITY. 6) BUSINESS CONSULTING SERVICE, LLC - MANAGING MEMBER, MENTOR AND CONSULTANT FOR INDIVIDUALS AND COMPANIES. NOT INVESTMENT RELATED. 10 HRS/MONTH SPENT ON THIS ACTIVITY. 7) LAWING FAMILY FOUNDATION - PRESIDENT. 09/2021 TO PRESENT. INVESTMENT RELATED. DUTIES INCLUDE CEO OF THE FOUNDATION, GENERAL EXECUTIVE POWERS AND DUTIES OF SUPERVISION AND MANAGEMENT, INCLUDING SUPERVISION OF INVESTMENT STRATEGY. 2 HRS/MONTH SPENT ON THIS ACTIVITY, DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-03-08
• S66 Uniform Combined State Law Examination
  2001-02-20
• S63 Uniform Securities Agent State Law Examination
  1988-05-11