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John Lloyd Davenport

Davenport Capital Management, LLC

Mill Valley, CA

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Current Employers
Davenport Capital Management, Llc

197 Molino Ave, Mill Valley, CA 94941 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

197 Molino Ave, Mill Valley, CA 94941 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Davenport Capital Management, Llc San Rafael CA 01/2012 Present
Previous Registrations
  • 2012-01-04 → 2015-12-31
    San Rafael, CA
  • 2004-09-13 → 2012-01-09
    San Francisco, CA
    San Francisco, CA
  • 2003-01-17 → 2004-09-16
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
  • 1997-07-08 → 2003-01-17
    Pershing Llc
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-19
S63 Uniform Securities Agent State Law Examination 1984-02-18
  • S65 Uniform Investment Adviser Law Examination
    2006-01-19
  • S63 Uniform Securities Agent State Law Examination
    1984-02-18

View on SEC IAPD

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