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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2018-11-12 |
| TX | RA | APPROVED_RES | 2018-11-09 |
Branch Locations
1241 Pittsford Victor Rd, Pittsford, NY 14534 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rochester | NY | 06/1989 | Present |
| Bank Of America,N.A. | Pittsford | NY | 05/2011 | Present |
I*28489 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WATER FOR SOUTH SUDAN, INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: PENFIELD, NEW YORK 14526 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 7/1/2007 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BOARD MEMBER - THE ORGANIZATION RAISES MONEY TO FINANCE THE DRILLING OF WELLS TO PROVIDE CLEAN DRINKING WATER TO THE PEOPLE OF SOUTH SUDAN I*456115 For profit or not for profit: Entity Charitable Name of outside business organization: Fairport Baptist Home Foundation Investment related: N Address of business: Fairport, New York, 14450 Nature of business: ["Charitable Organization"] Position, title, association: ["Officer"], Start date of relationship: 6/1/2021 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I will be the Chariman of the Board of Directors of the Foundation. Attend board meetings, join 1-2 committees and attend those meetings/support them; serve as an ambassador for the board and Foundation at stewardship events, fundraisers, and other I*127721 For profit or not for profit: Non-Profit Organization Name of outside business organization: St. Paul's Episcopal Church Investment related: Y Address of business: Rochester, New York 14607 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/1/2020 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I will chair the Church's Investment Policy Committee. The Committee has oversight responsibilities for the Church's investment portfolio and investment policy. I*134963 For profit or not for profit: Non-Profit Organization Name of outside business organization: Episcopal Diocese of Rochester Investment related: Y Address of business: Henrietta, New York 14467 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 1/1/2021 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 3 Duties: The entity is the umbrella organization for Episcopal Churches in the Rochester, NY and Finger Lakes area. My role would be to serve on the Investment Review Committee which oversees the Diocese's endowment.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-29 |
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