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Marilyn Faye Neckes

Ameriprise Financial Services, LLC

Palm Beach Gardens, FL

Westport, CT

Palm Beach Gardens, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-07-05
FL RA APPROVED 2022-05-31
CT RA APPROVED 2022-05-27
TX RA APPROVED 2022-05-27
  • DE RA
    APPROVED
    Since 2022-07-05
  • FL RA
    APPROVED
    Since 2022-05-31
  • CT RA
    APPROVED
    Since 2022-05-27
  • TX RA
    APPROVED
    Since 2022-05-27

Branch Locations

3801 Pga Blvd Ste 500, Palm Beach Gardens, FL 33410 • United States

10 Wright St Fl 1St, Westport, CT 06880-3115 • United States

Palm Beach Gardens, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Wesport CT 03/2013 05/2022
Ameriprise Financial Services, Llc Palm Beach Gardens FL 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-07
S63 Uniform Securities Agent State Law Examination 1984-02-09
  • S65 Uniform Investment Adviser Law Examination
    1999-06-07
  • S63 Uniform Securities Agent State Law Examination
    1984-02-09
Other Names
  • Marilyn Faye Zingone
  • Marilyn Faye Zingone

View on SEC IAPD

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