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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-04 |
| TX | RA | APPROVED_RES | 2022-10-17 |
| OH | RA | APPROVED | 2007-02-09 |
Branch Locations
30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcdonald Investments Inc. | Pepper Pike | OH | 09/1988 | Present |
| Ubs Financial Services Inc. | Pepper Pike | OH | 02/2007 | Present |
1. Kennebunk Beach Partners LLC, Maintenance of vacation property, Class A member of LLC, start date-8/1/2012, Portland MaineUSA04101
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-27 |
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