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John Thomas Metcalfe

Ubs Financial Services Inc.

Pepper Pike, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-04
TX RA APPROVED_RES 2022-10-17
OH RA APPROVED 2007-02-09
  • CA RA
    APPROVED
    Since 2024-03-04
  • TX RA
    APPROVED_RES
    Since 2022-10-17
  • OH RA
    APPROVED
    Since 2007-02-09

Branch Locations

30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcdonald Investments Inc. Pepper Pike OH 09/1988 Present
Ubs Financial Services Inc. Pepper Pike OH 02/2007 Present
Previous Registrations
  • 1999-11-22 → 2007-02-09
    Keybanc Capital Markets Inc.
    Pepper Pike, OH
    Pepper Pike, OH
Other Businesses

1. Kennebunk Beach Partners LLC, Maintenance of vacation property, Class A member of LLC, start date-8/1/2012, Portland MaineUSA04101

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-14
S63 Uniform Securities Agent State Law Examination 1984-01-27
  • S66 Uniform Combined State Law Examination
    2007-04-14
  • S63 Uniform Securities Agent State Law Examination
    1984-01-27
Other Names
  • John Thomas Metcalfe

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ELIZABETH PARK CAPITAL MANAGEMENT, LTD
VIRTERA PARTNERS LLC
PNC WEALTH MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

JAMES BURNER CREW
Ridwan Kolade Umar
Pierson Joseph Wagner
THOMAS JOSEPH O'NEIL
James Marshall Steinmetz
SCOT GILBERT SINKLER
BARRY LEWIS COHN
THOMAS LEE UDELSON

Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH
PNC WEALTH MANAGEMENT LLC · PEPPER PIKE, OH

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