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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-13 |
| CA | RA | APPROVED | 2022-12-09 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co Inc | Malden | MA | 10/2010 | 12/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2022 | Present |
| Cantella & Co., Inc. | Malden | MA | 12/2010 | 06/2023 |
MICHAEL FAVORITE, 2848 La Serena Pl., Santa Maria CA 93455, 11/2022, Agent, Insurance/Benefits/Human Resources, INV REL, 2 HR/MO, 0 HR/MO Trading FAVORITE ENTERPRISES, 2848 La Serena pl, Santa Maria CA 93455, 06/2018, President, Owner/Partner of a Business Entity, NIR, 2 HR/MO, 0 HR/MO Trading CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 11/2022 / IAR AFFILIATION / INV REL / 160 HR/MO 120 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-26 |
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