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Peyton Russell Hawkes

Cetera Planning Partners

Binghamton, NY

Leawood, KS

CRD 1230783

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Employer firm

Cetera Planning Partners CRD 129625

$4.16B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Planning Partners

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-19
  • NY RA
    APPROVED
    Since 2024-12-19

Branch Locations

Binghamton, NY • United States

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Syntax Research Binghamton NY 01/2014 03/2017
Hawkes Wealth Management Binghamton NY 03/2017 12/2024
Alternativ Wealth Irvine CA 11/2022 12/2024
Cetera Planning Partners Leawood KS 12/2024 Present
  • 01/2014 → 03/2017
    Syntax Research
    Binghamton, NY
  • 03/2017 → 12/2024
    Hawkes Wealth Management
    Binghamton, NY
  • 11/2022 → 12/2024
    Alternativ Wealth
    Irvine, CA
  • 12/2024 → Present
    Cetera Planning Partners
    Leawood, KS
Previous Registrations
  • 2022-11-17 → 2025-01-08
    Compound Planning, Inc.
    New York, NY
    Binghamton, NY
  • 2021-08-30 → 2023-03-21
    Hawkes Wealth Management Inc.
    Binghamton, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-24
S63 Uniform Securities Agent State Law Examination 1987-07-01
  • S65 Uniform Investment Adviser Law Examination
    2017-05-24
  • S63 Uniform Securities Agent State Law Examination
    1987-07-01

View on SEC IAPD

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