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David Duane Jacobsen

Wells Fargo Clearing Services, LLC

Tempe, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-21
  • TX RA
    APPROVED_RES
    Since 2016-10-21

Branch Locations

40 E Rio Salado Pkwy Ste 525, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mesa AZ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mesa AZ 11/2016 Present
Other Businesses

MOTHER'S TRUST; INVESTMENT RELATED; TEMPE, AZ; TRUSTEE; 01/06/2025; 1 HOUR PER MONTH; NO HOURS DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-16
S63 Uniform Securities Agent State Law Examination 1984-02-03
  • S65 Uniform Investment Adviser Law Examination
    1996-02-16
  • S63 Uniform Securities Agent State Law Examination
    1984-02-03
Other Names
  • David D Jacobsen

View on SEC IAPD

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