Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-12-01 |
Branch Locations
Westlake Village, CA • United States
3075 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Westlake Village | CA | 11/2011 | Present |
1. WOODLAND HILLS TAX AND ESTATE PLANNING COUNCIL; 21150 DUMETZ RD WOODLAN HILLS, CA 91364; NETWORKING-ATTORNEYS, FINANCIAL ADVISORS, CPAS. ALSO PROVIDES CE FOR PROFESSIONALS IN THE ESTATE PLANNING AND RELATED FIELDS; BOARD MEMBER; ATTEND MONTHLY BOARD MEETINGS, ATTEND MONTHLY DINNER MEETINGS, HELP RUN WEBSITE FOR INFORMATIONAL PURPOSES; AFFILIATION STARTED 1/1/2005; 5 HOURS PER MONTH; DURING SECURITIES TRADING HOURS; INVESTMENT-RELATED. 2. Ventura County Chapter of the California Rifle and Pistol Association; 271 E Imperial Highway Suite 620, Fullerton, CA 92835; To protect and defend the Constitution; Chairman/President; Run the nonprofit chapter; 01/22/2021; 3 Hours per Week; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-10 |
Reach out to this advisor