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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2020-06-19 |
| TX | RA | APPROVED_RES | 2017-03-16 |
| NJ | RA | APPROVED | 2017-03-10 |
Branch Locations
250 Pehle Ave Ste 500 Park 80 West, Plaza Two, Saddle Brook, NJ 07663 • United States
Mahwah, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Paramus | NJ | 07/2006 | 03/2017 |
| Ameriprise Financial Services Inc | Saddle Brooke | NJ | 03/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Saddle Brook | NJ | 03/2020 | Present |
Board of Directors; Ramapo College Foundation; Board Member; Mahwah,NJ, ,; ; 01/01/2001; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-06 |
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