Carol Anderson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1994 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 07/2014 → Present
  Bank Of America, N.A.
  Dallas, TX

Other Businesses

I*2191270, Entity Type For profit, Name of OBA: Barron's in Education Address: New York, NY 10026 Investment Related: No Position, Title, Association: Volunteer Employee Start Date: 12/01/2024 No Hours: 3 hrs/year No Hours during trading: 0 Duties: Support the Barron's in Education program for The University of Dallas. This will include meeting with student groups and faculty to introduce the program and the resources associated with it(typically along side the Barron employee's). This is a firm recognized program.I*2190284, Entity Type: Entity Charitable, Name of OBA: Women's Leadership Alliance, Address: St. Petersburg, Florida, 33732, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 02/04/2025, No Hours: 10 Yearly, No Hours during Trading: 4 Yearly, Duties: Empower Women to enter the financial services field This organization is now recognized by Merrill. It is to promote women to enter/stay in the financial services field. I am helping the chair for the Dallas circle advisory board while on maternity leave as co-chair of this board. It is a firm agnostic organization, I am not promoting nor not promoting Merrill.I*2190286, Entity Type, Name of OBA: 100 women, UNC Kenan FlaglerAddress: Chapel Hill, NC 27599 Investment Related: No Position, Title, Association: Mentor volunteer for Kenan Flagler Business School Employee Start Date: 10/1/2025 No Hours: 1 yearly No Hours during trading: 0 Duties: Business school women supporting the University of NC at Chapel Hill and mentoring students with career decisions by sharing our stories.I*2191269, Entity Type for profit, Name of OBA: University of Dallas Address: Irving, TX 75062 Investment Related: No Position, Title, Association: volunteer Employee Start Date: 03/10/2025 No Hours: 3 yearly No Hours during trading: 0 Duties: professional advisor resource for facultyI*: 2546261Entity Type: Fiduciary roleName of OBA: T. Z.Address: Irving, TX 75061Investment Related: NoPosition, Title, Association: ExecutorEmployee Start Date: 06/12/2025Number of Hours: 1 hr annuallyNumber of Hours during trading: 0Duties: Executor for brother I*3781300 Entity Type: N/A Name of OBA: D U Address: Gloucester, Massachusetts, 1930 Investment Related: No Position, Title, Association: Executor Employee Start Date: 03/03/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Aunt

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-23
• S63 Uniform Securities Agent State Law Examination
  1984-02-10

Other Names

• Carol Ann Zielinski
• Carol A Zielinski
• Carol Ann Anderson