Larry Philip Isaacs

Employer firm

Mariner Independent CRD 305418

$7.34B regulatory AUM 47 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 04/2018
  Dakota Financial Management
  Pacific Palisades, CA
• 05/2018 → 03/2022
  Adviceperiod, Llc
  Los Angeles, CA
• 03/2022 → Present
  Mariner Platform Solutions
  Los Angeles, CA

Previous Registrations

• 2018-05-17 → 2022-03-30
  Adviceperiod, Llc
  Los Angeles, CA
• 2018-01-29 → 2018-04-30
  Dakota Financial Management
  Los Angeles, CA
• 2010-03-25 → 2017-12-31
  Dakota Financial Management
• 2003-01-03 → 2009-05-04
  Oppenheimer & Co. Inc.
  Los Angeles, CA
  Las Vegas, NV
  Los Angeles, CA
  Newport Beach, CA
• 1997-07-08 → 2003-01-03
  Cibc World Markets Corp.
  Newport Beach, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-02-23

Other Names

• Larry P Isaacs