William Edwards Clive

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 01/2003 → Present
  Clive Financial Services, Inc.
  Vancouver, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Vancouver, WA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Vancouver, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Bentonville, AR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Bentonville, AR

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Vancouver, WA
• 2008-06-20 → 2020-11-06
  Kms Financial Services, Inc.
  Vancouver, WA
  Seattle, WA

Other Businesses

1. SECURITY AMERICA ADVISORS POSITION: RIA NATURE: Registered Investment Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 11/06/2020 ADDRESS: 1104 Main Street, suite M150, Vancouver WA 98660 DESCRIPTION: I will be providing investment advisory services and selecting and implementing investment selection and purchasing for clients. 2. DBA - Clive Financial Services, Inc. 3. CLIVE I LLC, CLIVE II LLC, CLIVE III LLC POSITION: investor / owner NATURE: residential rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2006 ADDRESS: 2713 NE WATERFALL AVE., BENTONVILLE AR 72713, United States DESCRIPTION: My Wife and I thought our LLC's purchase maintain residential rentals located in Tulsa Oklahoma. All property management is done through a third party. This is just an investment vehicle for my family. 4. CLIVE FINANCIAL SERVICES FOR TAX PREPARATION SERVICES AND CLIVE I LLC, CLIVE II LLC, AND CLIVE III LLC FOR REAL ESTATE RENTALS. POSITION: 1) Tax - I interview and prepare tax returns for tax clients. 2) I am an investor in Real Estate and have someone take care of my holdings - I only benefit from net profits derived from the rental [process. NATURE: 1) Tax preparationand2) Rental properties in Tulsa Oklahoma INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 11/01/1993 ADDRESS: 2713 NE WATERFALL AVE., BENTONVILLE AR 72713, United States DESCRIPTION: 1) Tax preparation for 500 tax clients, prepare 600 tax returns per year for which I receive compensation.2) I own 31 rentals in Tulsa Oklahoma area and generate around $375,000 in gross rents. I have a property manager in Tulsa that manages and chooses all tenants and maintains my holdings in OK. 5. CLIVE FINANCIAL SERVICES, INC. POSITION: President / accountant NATURE: Tax preparation and Accounting. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 70 START DATE: 09/01/1993 ADDRESS: 2713 NE WATERFALL AVE, BENTONVILLE AR 72713, United States DESCRIPTION: I prepare approximately 600 tax returns per year for clients. 6. CLIVE I LLC, OWNED JOINTLY WITH WIFE POSITION: owner of properties through LLC NATURE: Rental Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 2713 NE WATERFALL AVE, BENTONVILLE AR 72713, United States DESCRIPTION: I have a property manager that manages all of my rentals (all rentals are located in Oklahoma). I devote very little time to management/supervision (1 hour per month). 7. CLIVE II LLC POSITION: owner NATURE: Rental Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 2713 NE WATERFALL AVE., BENTONVILLE AR 72713, United States DESCRIPTION: I have a property manager that manages all of my rentals (all rentals are located in Oklahoma). I devote very little time to management supervision (1 hour per month). 8. CLIVE III LLC POSITION: owner NATURE: Rental Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2006 ADDRESS: 2713 NE WATERFALL AVE, BENTONVILLE AR 72713, United States DESCRIPTION: I have a property manager that manages all of my rentals (all rentals are located in Oklahoma). I devote very little time to management/supervision (1 hour per month).

Exams

• S66 Uniform Combined State Law Examination
  2008-06-18
• S63 Uniform Securities Agent State Law Examination
  1984-01-31