Judy Lee Esau

Current Employers

Employment History

• 12/2011 → Present
  Lpl Financial, Llc
  Charlottesville, VA
• 07/2012 → Present
  Private Advisor Group, Llc
  Charlottesville, VA

Previous Registrations

• 2011-12-22 → 2012-08-03
  Research Financial Strategies
  Charlottesville, VA
  Rockville, MD
• 1989-09-27 → 2011-12-20
  Lincoln Investment
  Charlottesville, VA
  Fort Washington, PA

Other Businesses

1.12/29/2014; none; Other - Notary; Not Investment Related; ; Start Date 06/01/1989; 0hrs/mth; 0hrs during trading 2.06/09/2026; Simplicity Group; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/01/2022; 2hrs/mth; 2hrs during trading 3.06/10/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Legacy Foundation LLC; Investment Related; at Reported Business Location(s); Start Date 09/01/2023; 144hrs/mth; 144hrs during trading 4.07/31/2026; (Hybrid) Private Advisor Group; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date ; 144hrs/mth; 144hrs during trading; I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 07/2012. I expect to spend approximately 144 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5.07/31/2026; (Hybrid) The Legacy Foundation, LLC; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 02/01/2019; 16hrs/mth; 16hrs during trading;

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-09-23

Designations

Other Names

• Judy Lee Barnes