Daniel Fulvio Spagnolo

Employer firm

Kingswood Wealth Advisors, LLC CRD 288792

$3.80B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers

Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-11-19
MA	RA	APPROVED	2024-11-05
OH	RA	APPROVED	2024-07-03
CA	RA	APPROVED	2023-12-07
NJ	RA	APPROVED	2023-12-07
NH	RA	APPROVED	2022-04-06
DE	RA	APPROVED	2022-04-04
VA	RA	APPROVED	2022-03-30
NY	RA	APPROVED	2022-03-29
NC	RA	APPROVED	2022-03-29

FL RA
APPROVED

Since 2024-11-19
MA RA
APPROVED

Since 2024-11-05
OH RA
APPROVED

Since 2024-07-03
CA RA
APPROVED

Since 2023-12-07
NJ RA
APPROVED

Since 2023-12-07
NH RA
APPROVED

Since 2022-04-06
DE RA
APPROVED

Since 2022-04-04
VA RA
APPROVED

Since 2022-03-30
NY RA
APPROVED

Since 2022-03-29
NC RA
APPROVED

Since 2022-03-29

Branch Locations

Huntington Station, NY • United States

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Finanical Services, Inc.	Holbrook	NY	01/2011	03/2022
Kingswood Capital Partners, Llc	Huntington Station	NY	03/2022	Present
Kingswood Wealth Advisors	Huntington Station	NY	03/2022	Present

01/2011 → 03/2022

American Portfolios Finanical Services, Inc.

Holbrook, NY
03/2022 → Present

Kingswood Capital Partners, Llc

Huntington Station, NY
03/2022 → Present

Kingswood Wealth Advisors

Huntington Station, NY

Previous Registrations

2011-05-31 → 2022-03-28

American Portfolios Advisors, Inc

Holbrook, NY

Other Businesses

1) Crohn's & Colitis Foundation - not investment related - 585 Stewart Ave Garden City, NY 11530 - fundraising - member - 2015 - minimal/as needed - minimal/ as needed - raise funds for research 2) Dan Spagnolo - not insurance related - 36 Schiller Ave Huntington Station, NY 11746 - Insurance Services - broker - 2000 - varies - varies - insurance broker 3) Dynamic Financial Services Ltd,Is Not Investment Related,,"Life, Disability, Health and LTC Insurance",Insurance Agent,1/1/2000,10 hours per month,10 hours per month during trading hours,Commission Compensation,Sell Health Insurance to business owners. Sell Life Insurance to individuals (also Disability and LTC)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-05-24
S63	Uniform Securities Agent State Law Examination	2000-09-27

S66 Uniform Combined State Law Examination

2011-05-24
S63 Uniform Securities Agent State Law Examination

2000-09-27

View on SEC IAPD