James Kingsley Lombardo

Current Employers

Quint Capital Corporation

230 Park Ave - 361W, New York, NY 10169 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-03-18
FL	RA	APPROVED	2019-05-08

NY RA
APPROVED

Since 2022-03-18
FL RA
APPROVED

Since 2019-05-08

Branch Locations

Oakland, TN • United States

230 Park Ave - 361W, New York, NY 10169 • United States

Sarasota, FL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Petersen Investment	Wall	NJ	03/2001	01/2019
Quint Capital Corporation	New York	NY	01/2019	Present

03/2001 → 01/2019

Petersen Investment

Wall, NJ
01/2019 → Present

Quint Capital Corporation

New York, NY

Previous Registrations

2013-10-11 → 2019-01-07

Petersen Investments, Inc.

New York, NY

Hoboken, NJ

Wayne, NJ

Hoboken, NJ

New York, NY

Bedford, NY

Loch Arbour, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-04-13
S63	Uniform Securities Agent State Law Examination	1984-03-16

S65 Uniform Investment Adviser Law Examination

2004-04-13
S63 Uniform Securities Agent State Law Examination

1984-03-16