James Whelan Wohlgemuth

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
WY	RA	APPROVED	2026-04-29
MD	RA	APPROVED	2022-07-27
DC	RA	APPROVED	2009-06-01
TX	RA	APPROVED_RES	2009-06-01

WY RA
APPROVED

Since 2026-04-29
MD RA
APPROVED

Since 2022-07-27
DC RA
APPROVED

Since 2009-06-01
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

Jackson, WY • United States

1747 Pennsylvania Ave Nw Ste 900, Washington, DC 20006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Washington	DC	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Washington, DC
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2009-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Washington, DC
1998-10-05 → 2009-03-17

Deutsche Bank Securities Inc.

Washington, DC

Washington, DC

Other Businesses

RENTAL PROPERTY;OWNER;INVESTMENT RELATED;START DATE:11/2015;DURING BUSINESS HOURS-0,AFTER BUSINESS HOURS-1;2125 N Street NW Washington DC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-04-12
S63	Uniform Securities Agent State Law Examination	1984-01-30

S65 Uniform Investment Adviser Law Examination

1993-04-12
S63 Uniform Securities Agent State Law Examination

1984-01-30

Other Names

Jim Wohlgemuth
James Whelan Wohlgemuth

View on SEC IAPD