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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-01-09 |
| NJ | RA | APPROVED | 2008-11-28 |
| TX | RA | APPROVED_RES | 2008-11-24 |
Branch Locations
501 Fellowship Road, Mt. Laurel, NJ 08054 • United States
1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States
Ventnor , NJ • United States
Boca Raton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Mt. Laurel | NJ | 11/2008 | Present |
1) Raymond and Gertrude Saltzman Foundation / United States / cherry hill / new jersey / United States / 08003 / Foundation / Charity / give out donations/grants to the community / Member of a committee with management / supervisor functions / member of investment committee-above description of "member of a committee with mgmt./supervisor functions" was as close as I could see in drop down-I am just a committee member but no mgmt. or supervisor role /// 2) jewish community foundation, 1301 springdale rdcherry hill,nj 08003, co chair of investment committee, start date-2/1/2010
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-01-27 |
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