Randolph S Clark

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 01/2018
  Invest Financial Corp
  Tampa, FL
• 01/2018 → 09/2020
  Securities Service Network
  Cornwall, NY
• 01/2018 → 09/2020
  Ssn Advisory, Inc.
  Cornwall, NY
• 09/2020 → 06/2024
  Securities America, Inc.
  Cornwall, NY
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Cornwall, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Cornwall, NY

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Cornwall, NY
• 2018-01-11 → 2020-09-18
  Ssn Advisory, Inc.
  Cornwall, NY
• 2007-03-30 → 2018-01-10
  Invest Financial Corporation
  Appleton, WI
  Cornwall, NY
• 2003-05-29 → 2007-04-27
  Cantella & Co., Inc.
  Cornwall, NY

Other Businesses

1. CLARK AND ASSOCIATES POSITION: advisor NATURE: Investment advisory services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/15/1981 ADDRESS: 288 Main St, Cornwall NY 12518 DESCRIPTION: investment advisory services 2. RANDOLPH S. CLARK POSITION: Notary NATURE: Notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/15/2005 ADDRESS: 288 Main St, Cornwall NY 12518 DESCRIPTION: Notary Public 3. RANDOLPH S. CLARK POSITION: Broker/Agent NATURE: insurance brokerage services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/15/1995 ADDRESS: 288 Main St, Cornwall NY 12518 DESCRIPTION: Provide insurance products 4. DBA - Clark and Associates 5.TOWN OF CORNWALL, NY PLANNING BOARD POSITION: Committee member NATURE: Committee established to oversee the building rules and regulations of the Town of Cornwall, NY INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/02/2026 ADDRESS: 183 Main St, Cornwall NY 12518, United States DESCRIPTION: Adhere to building codes in the Town of Cornwall

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-13
• S63 Uniform Securities Agent State Law Examination
  1985-10-23

Other Names

• Randy Clark
• Randolph Shippey Clark