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Thomas Franks

Emmanuel Capital Management, LLC

Pittsurgh, PA

CRD 1228623

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Employer firm

Emmanuel Capital Management, LLC CRD 139985

$26.3M regulatory AUM 27 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Emmanuel Capital Management, Llc

Pittsurgh, PA • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2006-10-05
  • PA RA
    APPROVED
    Since 2006-10-05

Branch Locations

Pittsurgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Emmanuel Capital Management, Llc Pittsburgh PA 08/2004 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-04-10
  • S63 Uniform Securities Agent State Law Examination
    1984-04-10
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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