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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
213 White Horse Pike, Haddon Heights, NJ 08035 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walnut Street Securities, Inc. | Haddon Heights | NJ | 09/2011 | Present |
| Cetera Wealth Services, Llc | Haddon Heights | NJ | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) INDEPENDENT REP GEORGE EGGERS HADDON HEIGHTS NJ 08035 FIXED ANNUITIES AND LIFE/HEALTH FOR 2 HRS/WEEK SINCE 9/2010; 2) MEMBER OF THE VOORHEES ECONOMIC DEVELOPMENT COMMITTEE VOORHEES NJ 08043 1 HR/WEEKEND EVENING SINCE 2009 3) INDEPENDENT INSURANCE AGENT LIFE/ACCIDENT/HEALTH FOR 1HR/WK SINCE 1/2012 4) NAME OF OTHER BUSINESS: HEIGHTS FINANCIAL GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 12/2019 ; POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR FINANCIAL SERVICES ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1984-01-10 |
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