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Current Employers
Belle Haven Investments, L.P.

800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-08-28
  • CT RA
    APPROVED
    Since 2025-08-28

Branch Locations

800 Westchester Avenue Suite N607, Rye Brook, NY 10573 • UNITED STATES

800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301 • United States

800 Westchester Ave Suite N607, Rye Brook,, NY 10573 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hutchinson Securities, Inc. Chicago IL 01/2009 04/2023
Belle Haven Investments, L.P. Rye Brook NY 06/2023 Present
Unemployed Chicago IL 05/2023 06/2023
  • 01/2009 → 04/2023
    Hutchinson Securities, Inc.
    Chicago, IL
  • 06/2023 → Present
    Rye Brook, NY
  • 05/2023 → 06/2023
    Unemployed
    Chicago, IL
Other Businesses

NAME OF OTHER BUSINESS: Common Sense 101, LLC; NON-INVESTMENT RELATED; ADDRESS: 310 S. Michigan Ave, Chicago, IL 60604; NATURE OF OTHER BUSINESS: LLC established to publish book; POSITION/ TITLE; managing member of LLC; START DATE: 8/2021; APPX. # OF HOURS PER MONTH DEVOTED TO OTHER BUSINESS: 10; 0 hours during securities trading hours; DUTIES: LLC established to publish book; only duties are working on getting book published. NAME OF OTHER BUSINESS: Anne Rossley, Realtor; INVESTMENT RELATED; ADDRESS: 310 S. Michigan Ave, Chicago, IL 60604; NATURE OF OTHER BUSINESS: real estate; POSITION/ TITLE; assistant; START DATE: 12/31/2021; APPX. # OF HOURS PER MONTH DEVOTED TO OTHER BUSINESS: 20 hours max per month;0 hours during securities trading hours; DUTIES: assist with administrative duties related to spouse's real estate business. activities will be limited to those that do not require a real estate license.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-28
S63 Uniform Securities Agent State Law Examination 1984-03-14
  • S65 Uniform Investment Adviser Law Examination
    2025-08-28
  • S63 Uniform Securities Agent State Law Examination
    1984-03-14
Other Names
  • Tom Rossley
  • Thomas Joseph Rossley

View on SEC IAPD

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