Best Investors Account Sign in
Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-16
TX RA APPROVED 2023-06-16
  • NC RA
    APPROVED
    Since 2023-06-16
  • TX RA
    APPROVED
    Since 2023-06-16

Branch Locations

240 A Craven St, New Bern, NC 28560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New Bern NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc New Bern NC 11/2016 06/2023
Wells Fargo Advisors Financial Network, Llc New Bern NC 06/2023 Present
Previous Registrations
Other Businesses

LRH DEVELOPMENT, LLC, NOT INVT RELATED, NEW BERN NC, 60% OWNERSHIP, START 6/12/2007, 0 HOURS/MONTH, 0 DURING TRADING, MANAGE FARM LAND/REAL ESTATE. HOG ISLAND LLC, NOT INV RELATED,NEW BERN NC, 14.28% OWNERSHIP, START DATE 3/1/1995, 0 HRS PER MONTH, 0 HRS DURING TRADING, CO-OWNER OF HUNTING CAMP. RENTAL PROPERTY; NON INV RELATED; NEW BERN, NC; 100% OWNERSHIP; START 8/1/2008; 0 HRS PER MONTH 0 DURING TRADING, OWNER OF RENTAL PROPERTY. 10383 LAKE RIDGE, LLC; NOT INV. RELATED; RALEIGH,NC; 5% OWNERSHIP; START DATE 10/19/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; INVESTMENT BUILDING. AIKEN MOSER WEALTH MANAGEMENT GROUP LLC; INV RELATED; NEW BERN, NC; 50% OWNERSHIP; START 06/16/2023; 160 HOURS PER MONTH; 8 HOURS PER MONTH; FINET PRACTICE. RENTAL PROPERTY; INV RELATED; RALEIGH, NC; 0.83% OWNERSHIP; START DATE 5/13/2024; 0 HOURS PER MONTH; 0 DURING TRADING; INVESTMENT BUILDING. HATM HOLDINGS LLC, INV RELATED, NEW BERN, NC, 50% OWNERSHIP, START 10/1/24, 2 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-21
S63 Uniform Securities Agent State Law Examination 1984-01-12
  • S65 Uniform Investment Adviser Law Examination
    2007-09-21
  • S63 Uniform Securities Agent State Law Examination
    1984-01-12
Other Names
  • Hovey Eugene Aiken

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in New Bern, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor