Inactive

Neil Thomas Treger

Treger & Associates

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Current Employers

Treger & Associates

Denver, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-02-20
MD	RA	APPROVED	2025-01-10
VA	RA	APPROVED	2002-09-23

CO RA
APPROVED

Since 2025-02-20
MD RA
APPROVED

Since 2025-01-10
VA RA
APPROVED

Since 2002-09-23

Branch Locations

Lexington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Treger & Associates Llc	Lexington	VA	02/2002	Present
Virginia Military Institute	Lexington	VA	01/2002	Present

02/2002 → Present

Treger & Associates Llc

Lexington, VA
01/2002 → Present

Virginia Military Institute

Lexington, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-14
S63	Uniform Securities Agent State Law Examination	1988-04-18

S66 Uniform Combined State Law Examination

2001-05-14
S63 Uniform Securities Agent State Law Examination

1988-04-18

View on SEC IAPD

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