Lawrence Jay Brottman

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2006 → 04/2022
  Mid-Continent Capital
  Chicago, IL
• 04/2022 → 07/2024
  Connectus Wealth
  Hunt Valley, MD
• 06/2024 → Present
  The Colony Group, Llc
  Boston, MA

Previous Registrations

• 2022-04-03 → 2024-07-25
  Connectus Wealth
  Chicago, IL
• 2004-09-07 → 2022-04-01
  Mid-Continent Capital Llc
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-03-16
• S63 Uniform Securities Agent State Law Examination
  1991-10-08

Designations

• Certified Financial Planner

Other Names

• Larry Brottman