Michael Edward Forner

Hilltop Securities Inc.

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Current Employers

Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2023-06-21
OK	RA	APPROVED	2022-02-28
TX	RA	APPROVED	2015-08-21

WA RA
APPROVED

Since 2023-06-21
OK RA
APPROVED

Since 2022-02-28
TX RA
APPROVED

Since 2015-08-21

Branch Locations

8201 Preston Rd. Suite 600, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hilltop Securities Inc.	Dallas	TX	01/2016	Present

01/2016 → Present

Hilltop Securities Inc.

Dallas, TX

Previous Registrations

2009-10-23 → 2015-08-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Dallas, TX

Dallas, TX
2005-11-04 → 2009-10-23

Banc Of America Investment Services, Inc.

Addison, TX

Richardson, TX
2005-07-06 → 2005-11-04

Chase Investment Services Corp.

Richardson, TX
2005-04-19 → 2005-07-06

Banc One Securities Corporation

Plano, TX
2004-07-13 → 2004-09-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Plano, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-07-17
S63	Uniform Securities Agent State Law Examination	1984-02-28

S66 Uniform Combined State Law Examination

2003-07-17
S63 Uniform Securities Agent State Law Examination

1984-02-28

View on SEC IAPD

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