Mark Hutchins Egener

Employer firm

Aegis Capital Corp. CRD 15007

$1.78B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 05/2018
  Lpl Financial
  Bedford Hills, NY
• 05/2018 → 07/2020
  Investacorp
  Miami, FL
• 05/2018 → 07/2020
  Investacorp Advisory Services
  Miami, FL
• 07/2020 → 06/2023
  Securities America, Inc.
  Bedford Hills, NY
• 07/2020 → 06/2023
  Securities America Advisors, Inc.
  Bedford Hills, NY
• 07/2023 → Present
  Aegis Capital Corp
  Meliville, NY

Previous Registrations

• 2020-07-17 → 2023-06-29
  Securities America Advisors, Inc.
  Bedford Hills, NY
• 2018-05-18 → 2020-07-17
  Investacorp Advisory Services Inc
  Bedford Hills, NY
• 2011-09-27 → 2018-05-25
  Lpl Financial Llc
  Bedford Hills, NY
  San Diego, CA
  Bedford Hills, NY

Other Businesses

Great Western Drilling Co., PO Box 1659 Midland, TX 79702; Not investment related; no title, no duties; Start date: ____; 0 hours devoted to business.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-05-14
• S63 Uniform Securities Agent State Law Examination
  1984-03-01