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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-04-01 |
| NY | RA | APPROVED | 2023-07-15 |
| TX | RA | APPROVED_RES | 2023-07-14 |
Branch Locations
1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States
Bedford Hills, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Bedford Hills | NY | 12/2010 | 05/2018 |
| Investacorp | Miami | FL | 05/2018 | 07/2020 |
| Investacorp Advisory Services | Miami | FL | 05/2018 | 07/2020 |
| Securities America, Inc. | Bedford Hills | NY | 07/2020 | 06/2023 |
| Securities America Advisors, Inc. | Bedford Hills | NY | 07/2020 | 06/2023 |
| Aegis Capital Corp | Meliville | NY | 07/2023 | Present |
Great Western Drilling Co., PO Box 1659 Midland, TX 79702; Not investment related; no title, no duties; Start date: ____; 0 hours devoted to business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-01 |
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