David Andrew Simmers

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2014-12-19

AZ RA
APPROVED

Since 2014-12-19

Branch Locations

Peoria, AZ • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Simwey Financial Group	Peoria	AZ	08/2003	Present
Parkland Securities	Ann Arbor	MI	08/2014	Present
Spc	Ann Arbor	MI	12/2014	Present

08/2003 → Present

Simwey Financial Group

Peoria, AZ
08/2014 → Present

Parkland Securities

Ann Arbor, MI
12/2014 → Present

Spc

Ann Arbor, MI

Other Businesses

1. SFG WEALTH ADVISORS SINCE 2-7-2013, AN INVESTMENT RELATED BUSINESS AT 8737 W Michelle Dr, PEORIA, AZ. SFG OFFERS MUTUAL FUNDS, VARIABLE CONTRACTS, FIXED ANNUITIES. 100% OWNERSHIP. SECURITIES CLEARED THOUGH PARKLAND SECURITIES, LLC. I DEVOTE 50+ HRS/WK TO THE BUSINESS WITH 30+ HRS DURING TRADING HOURS. 2. Sale of insurance products through various insurance companies.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-11-28
S63	Uniform Securities Agent State Law Examination	1984-01-16

S65 Uniform Investment Adviser Law Examination

2014-11-28
S63 Uniform Securities Agent State Law Examination

1984-01-16

View on SEC IAPD