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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-06-10 |
| TX | RA | APPROVED_RES | 2021-06-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities, Inc. | Buffalo | NY | 05/2003 | 06/2021 |
| Lpl Financial, Llc | Baltimore | MD | 06/2021 | Present |
| M&T Bank | Baltimore | MD | 06/2021 | Present |
1. 6/10/2021 - M&T Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-20 |
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