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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-05-16
DE RA APPROVED 2022-02-10
FL RA APPROVED 2015-04-03
NC RA APPROVED 2015-04-01
PA RA APPROVED 2010-05-27
  • SC RA
    APPROVED
    Since 2025-05-16
  • DE RA
    APPROVED
    Since 2022-02-10
  • FL RA
    APPROVED
    Since 2015-04-03
  • NC RA
    APPROVED
    Since 2015-04-01
  • PA RA
    APPROVED
    Since 2010-05-27

Branch Locations

307 Fellowship Road Suite 205, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisor Bedminster NJ 04/2000 Present
Agia Houston TX 12/2022 Present
  • 04/2000 → Present
    Valic Financial Advisor
    Bedminster, NJ
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-08
S63 Uniform Securities Agent State Law Examination 1983-12-30
  • S65 Uniform Investment Adviser Law Examination
    2022-02-08
  • S63 Uniform Securities Agent State Law Examination
    1983-12-30

View on SEC IAPD

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