Kenneth Bernard Hopkins

Current Employers

Employment History

• 03/2015 → Present
  Lpl Financial Llc
  Garland, TX
• 03/2015 → 12/2017
  Advisor Resource Council (Formerly: 360 Wealth Management, Llc)
  Dallas, TX
• 05/2021 → Present
  Orion Wealth Management
  Garland, TX

Previous Registrations

• 2015-03-11 → 2021-06-23
  Advisor Resource Council
  Dallas, TX
  Richardson, TX
• 2013-10-03 → 2015-03-02
  Sgl Investment Advisors, Inc.
  Missoula, MT
• 2005-09-13 → 2013-05-17
  Waddell & Reed
  Pottsboro, TX
  Fort Worth, TX
  Colleyville, TX
  Dallas, TX
  Colleyville, TX
  Dallas, TX
• 2004-01-21 → 2005-11-08
  Householder Group, Estate & Retirement Specialists
  Richardson, TX

Other Businesses

1. 2/15/2018 - No Business Name - Investment Related - At at location chosen by FINRA somewhere in Texas. - Other-FINRA NON-Public Arbritator - FINRA Arbitrator - Started 02/05/2018 - 1 Hour Per Month During Securities Trading. 2. 3/25/2019 - Orion Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/22/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 6/28/2021 - Orion Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/23/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Orion Wealth Management, an independent investment advisor firm. I started this business activity in 05/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 07/17/2023 - Orion Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 08/31/2023 - 20 Hours Per Month/ 20 Hours During Trading - Time Spent 12% - I provide investment advisory services through Orion Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 5/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 05/12/2025 - Advisors Resource Company - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date : 05/31/2025 - 5 Hrs/Mth - 1 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-01-15
• S63 Uniform Securities Agent State Law Examination
  1984-01-24

Other Names

• Kenneth Hopkins
• Ken Hopkins