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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-10 |
| KY | RA | APPROVED | 2023-08-01 |
| AR | RA | APPROVED | 2022-01-25 |
| IL | RA | APPROVED | 2020-03-03 |
| NC | RA | APPROVED | 2019-10-28 |
| IN | RA | APPROVED | 2019-09-30 |
| WI | RA | APPROVED | 2019-02-08 |
Branch Locations
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
9800 Bluemound Rd., Wauwatosa, WI 53226 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saxony Securities | St Louis | MO | 12/2008 | 02/2019 |
| Steinbrenner Financial Group | Wauwatosa | WI | 12/2014 | Present |
| Lasalle St Securities Llc | Elmhurst | IL | 02/2019 | Present |
| Registered Advisor | Elmhurst | IL | 02/2019 | Present |
1.)HEARTLAND ORGANIZATION LTD-ASSIST WITH SEMINARS, REFER INDIVIDUALS TO ATTORNEYS FOR ESTATE PLANNING, DIRECTOR OF FIRM-NOT INVESTMENT RELATED-WI, 53226-5% TIME SPENT. FIXED INSURANCE SALES. 2.)STEINBRENNER FINANCIAL GROUP - DBA INVESTMENT RELATED BUSINESS, 530 N. 108TH PLACE, SUITE 203, WAUWATOSA, WI 53226 CORPORATION, INSURANCE REP, FIXED ANNUITIES 3) STEINBRENNER PARTNERS PROPERTY 1 LLC, 1642 EDITH ESPLANADE CAPE CORAL, FL 33904, RENTAL PROPERTY, 1% TIME SPENT, 1-20% ANNUAL INCOME, NON-INVESTMENT RELATED; 4. LaSalle St Investment Advisors LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-13 |
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