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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-06-27 |
| TX | RA | APPROVED_RES | 2016-06-22 |
| IL | RA | APPROVED | 2016-06-21 |
Branch Locations
340 W Butterfield Rd. Suite 2A, Elmhurst, IL 60126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Oak Brook | IL | 06/2016 | Present |
| Stratos Wealth Partners, Ltd | Oak Brook | IL | 06/2016 | Present |
(1) 06/20/2016: Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 06/01/2016 (2) 6/20/2016 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. (3) 6/23/2016 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 6/1/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 6/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 09/06/2016: Strong Wealth Management - Business Entity For Tax/Investment Purposes Only - Investment Related - 101 W 22nd Street Suite 208 Lombard, Il 60148- Start 08/31/2016 - 2 Hr/Mo; 2 Hour(s) During Securities Trading (5) 09/07/2016: National Life Group - Non-Variable Insurance - Investment Related - 101 W 22nd Street Suite 208 Lombard, Il 60148 - Start 08/31/2016 - 1 Hr/Mo; 1 Hour(s) During Securities Trading - Agent, Life, Disability, LTC, Fixed Annuities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-30 |
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