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Kevin Patrick Nix

Stratos Wealth Partners, Ltd

Elmhurst, IL

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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-06-27
TX RA APPROVED_RES 2016-06-22
IL RA APPROVED 2016-06-21
  • LA RA
    APPROVED
    Since 2016-06-27
  • TX RA
    APPROVED_RES
    Since 2016-06-22
  • IL RA
    APPROVED
    Since 2016-06-21

Branch Locations

340 W Butterfield Rd. Suite 2A, Elmhurst, IL 60126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Oak Brook IL 06/2016 Present
Stratos Wealth Partners, Ltd Oak Brook IL 06/2016 Present
Previous Registrations
  • 2010-02-03 → 2016-06-29
    Msi Financial Services, Inc.
    Downers Grove, IL
Other Businesses

(1) 06/20/2016: Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 06/01/2016 (2) 6/20/2016 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. (3) 6/23/2016 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 6/1/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 6/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 09/06/2016: Strong Wealth Management - Business Entity For Tax/Investment Purposes Only - Investment Related - 101 W 22nd Street Suite 208 Lombard, Il 60148- Start 08/31/2016 - 2 Hr/Mo; 2 Hour(s) During Securities Trading (5) 09/07/2016: National Life Group - Non-Variable Insurance - Investment Related - 101 W 22nd Street Suite 208 Lombard, Il 60148 - Start 08/31/2016 - 1 Hr/Mo; 1 Hour(s) During Securities Trading - Agent, Life, Disability, LTC, Fixed Annuities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-31
S63 Uniform Securities Agent State Law Examination 1998-01-30
  • S65 Uniform Investment Adviser Law Examination
    2009-12-31
  • S63 Uniform Securities Agent State Law Examination
    1998-01-30
Other Names
  • Kevin Nix

View on SEC IAPD

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