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Christopher D Nield

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hinsdale, IL

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-10-03
TX RA APPROVED_RES 2017-08-30
  • IL RA
    APPROVED
    Since 2017-10-03
  • TX RA
    APPROVED_RES
    Since 2017-08-30

Branch Locations

Hinsdale, IL • United States

110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Chase Bank Chicago IL 07/2010 08/2017
J.P Morgan Securities Inc. Chicago IL 08/2010 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 08/2017 Present
Bank Of America, N.A. Chicago IL 08/2017 Present
  • 07/2010 → 08/2017
    J.P Morgan Chase Bank
    Chicago, IL
  • 08/2010 → 08/2017
    J.P Morgan Securities Inc.
    Chicago, IL
  • 08/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chicago, IL
  • 08/2017 → Present
    Bank Of America, N.A.
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-02
S66 Uniform Combined State Law Examination 2006-10-17
  • S65 Uniform Investment Adviser Law Examination
    2017-10-02
  • S66 Uniform Combined State Law Examination
    2006-10-17
Other Names
  • Christopher D Nield
  • Christopher Nield

View on SEC IAPD

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