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Susan Lynne Rios

Rbc Capital Markets, LLC

Butler, NJ

Florham Park, NJ

CRD 1225409

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-05
  • TX RA
    APPROVED
    Since 2025-11-05

Branch Locations

Butler, NJ • United States

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Florham Park NJ 08/2012 11/2016
Wells Fargo Clearing Services, Llc Florham Park NJ 11/2016 10/2025
Rbc Capital Markets, Llc Florham Park NJ 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-07-08
  • S63 Uniform Securities Agent State Law Examination
    1999-07-08
Other Names
  • Susan L. Mcnamara
  • Sue Mcnamara
  • Susan Lynne Mcnamara

View on SEC IAPD

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