Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-13
TX RA APPROVED 2017-03-01
PA RA APPROVED 2007-02-02
  • FL RA
    APPROVED
    Since 2026-07-13
  • TX RA
    APPROVED
    Since 2017-03-01
  • PA RA
    APPROVED
    Since 2007-02-02

Branch Locations

235 North Sycamore St, Newtown, PA 18940 • United States

Port St Lucie, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 02/2007 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 02/2007 Present
Previous Registrations
Other Businesses

1) COMPREHENSIVE INSURANCE RISK MANAGEMENT LLC, 235 N SYCAMORE ST, NEWTOWN, PA, 10/2013 AS MANAGING PARTNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/MO - 10/TRADING. 2) CALLE CONNECTION INC 511 GRAND AVE, WEST TRENTON, NJ 08628. BEGAN 2/2/07 AS AUTHORIZED SIGNATORY. S-CORP PROVIDES BOOKKEEPING AND OPERATIONAL ASSISTANCE TO CALLE FINANCIAL NETWORK LLC. DEVOTES 1 HR/WK, NONE DURING TRADING. 3) CALLE ENTERPRISES LLC, 235 N SYCAMORE ST, NEWTOWN, PA, 5/2013 AS OWNER OF PERSONAL OFFICE RENTAL SPACE. NIR - 1/YR - 0/TRADING. 4) CALLE FINANCIAL NETWORK, LLC. NEWTOWN, PA. STARTED 2/2007 AS MANAGING PARTNER. DBA NAME. INV REL - 45 HR/WK, 32.5/TRADING. 5) OCEAN HIGH CONDOMINIUM ASSOCIATION, 503 32ND ST, OCEAN CITY, MD, 10/27/2018 AS BOARD MEMBER/PRESIDENT. NIR - 5/MO - 0/TRADING. 6) RAUL AND DEBRA CALLE, 511 GRAND AVE, EWING, NJ, VACATION PROPERTY RENTAL, 08/13/21, NIR, CO-OWNER, 1 HR/MO- 0/TRADING HR. 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 02/02/2007 8) WILD BAY LANDING CONDOMINIUM ASSOCIATION, 504 32nd Street, Unit7, Ocean City MD 21842, 06/03/2023, President, Real Estate, NIR, 2 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1987-07-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1987-07-17
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newtown, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor