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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2022-05-17 |
| TX | RA | APPROVED | 2022-05-16 |
Branch Locations
1690 S Telshor Blvd Ste 2, Las Cruces, NM 88011-4889 • United States
Las Cruces, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Las Cruces | NM | 06/2010 | 05/2022 |
| Ameriprise Financial Services, Llc | Las Cruces | NM | 05/2022 | Present |
Business Ownership; Compassion Hands and Feet, Inc; I organize and control all functions of the organization; Charitable organization focused on education building; 3270 Arrowhead Rd, , Las Cruces, NM, 88011; Not Investment-Related; 06/01/2013; 1 to 9 hours per month; 0 during trading hours / Lleno Mesa Enterprises; Owner; Manage Ameriprise Business; 3270 Arrowhead, , Las Cruces, NM, 88011; Investment-Related; 08/02/2007; 60 hours per month; 60 during trading hours. Outside Employment; Lleno Mesa Enterprises; Owner; Manage advisory business; 3270 Arrowhead, , Las Cruces, NM, 88011; Investment-Related; 08/02/2007; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-03 |
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