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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-02-13
  • NM RA
    APPROVED
    Since 2026-02-13

Branch Locations

277 E Amador Ave, Las Cruces, NM 88001 • United States

Las Cruces, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Firstmerit Bank Mansfield OH 08/2014 11/2017
Lpl Financial Llc Mansfield OH 04/2016 11/2017
The Huntington Investment Company Mansfield OH 02/2017 11/2017
Us Bank Sante Fe NM 12/2017 11/2019
U.S.BAncorp Investments, Inc. Santa Fe NM 03/2019 11/2019
Thornburg Securities Corp. Santa Fe NM 12/2019 11/2023
U.S. Bancorp Investments, Inc. Las Cruces NM 02/2024 02/2026
U.S. Bancorp Advisors, Llc Las Cruces NM 02/2026 Present
  • 08/2014 → 11/2017
    Firstmerit Bank
    Mansfield, OH
  • 04/2016 → 11/2017
    Lpl Financial Llc
    Mansfield, OH
  • 02/2017 → 11/2017
    The Huntington Investment Company
    Mansfield, OH
  • 12/2017 → 11/2019
    Us Bank
    Sante Fe, NM
  • 03/2019 → 11/2019
    U.S.BAncorp Investments, Inc.
    Santa Fe, NM
  • 12/2019 → 11/2023
    Thornburg Securities Corp.
    Santa Fe, NM
  • 02/2024 → 02/2026
    Las Cruces, NM
  • 02/2026 → Present
    Las Cruces, NM
Previous Registrations
Other Businesses

1) Children's Trust Fund; Not Investment-Related; Santa Fe, NM; Supporting programming grants for kids in NM; 05/08/2026; Board Member; 4 hours/month; 0 hours/trading; The Children's Trust Fund (CTF) provides grant funding to support child welfare and child abuse prevention programs throughout the State of New Mexico.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-13
S63 Uniform Securities Agent State Law Examination 2017-06-15
  • S66 Uniform Combined State Law Examination
    2020-03-13
  • S63 Uniform Securities Agent State Law Examination
    2017-06-15
Other Names
  • Tanya Michelle Johnson
  • Tanya Schlingman

View on SEC IAPD

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