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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Firstmerit Bank | Mansfield | OH | 08/2014 | 11/2017 |
| Lpl Financial Llc | Mansfield | OH | 04/2016 | 11/2017 |
| The Huntington Investment Company | Mansfield | OH | 02/2017 | 11/2017 |
| Us Bank | Sante Fe | NM | 12/2017 | 11/2019 |
| U.S.BAncorp Investments, Inc. | Santa Fe | NM | 03/2019 | 11/2019 |
| Thornburg Securities Corp. | Santa Fe | NM | 12/2019 | 11/2023 |
| U.S. Bancorp Investments, Inc. | Las Cruces | NM | 02/2024 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Las Cruces | NM | 02/2026 | Present |
1) Children's Trust Fund; Not Investment-Related; Santa Fe, NM; Supporting programming grants for kids in NM; 05/08/2026; Board Member; 4 hours/month; 0 hours/trading; The Children's Trust Fund (CTF) provides grant funding to support child welfare and child abuse prevention programs throughout the State of New Mexico.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-15 |
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