Edward Martin Rosenberg

Current Employers

Employment History

• 03/2013 → 09/2019
  Summit Brokerage Services
  Sarasota, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2013 → 05/2021
  Summit Financial Group Inc
  Sarasota, FL
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-04-03 → 2021-05-20
  Summit Financial Group Inc
  Sarasota, FL
• 2011-12-12 → 2013-03-26
  Waddell & Reed
  Charleroi, PA
  Sarasota, FL
• 2009-10-01 → 2011-12-06
  Rosenberg Asset Management
  Sarasota, FL
• 2004-10-29 → 2008-12-31
  Rosenberg Asset Management
  Sarasota , FL
• 2003-12-19 → 2004-09-22
  Global Financial Asset Management, Llc
  Sarasota, FL
• 2003-09-29 → 2004-03-19
  Transamerica Financial Advisors, Llc
  Sarasota, FL
• 1999-03-26 → 2003-09-24
  Morgan Keegan & Company, Llc
  Sarasota, FL

Other Businesses

(1) LEON KRIEGER TRUST; SINCE 01/10/2005; SAME AS BRANCH ADDRESS; SUCCESSOR TRUSTEE; handle trust account as manager and overseer of trust upon demise of Mr kreiger or his inability to act as his own trustee; 3-4 HOURS SPENT ON ACTIVITY PER MONTH, 1 HOUR SPENT ON ACTIVITY DURING TRADING HOURS (2) ROSENBERG ASSET MANAGEMENT; SINCE 04/12/2004; SAME AS BRANCH ADDRESS; OWNER; FINANCIAL ADVISOR; 160 HOURS SPENT ON ACTIVITY PER MONTH (3) LOMA LINDA HOSPITAL; SINCE 01/01/2006; ANDERSON ST., LOMA LINDA, CA, 92354; ADVISORY BOARD MEMBER; attend 2 meetings per year primarily related to fund raising; 1 HOUR SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS (4) EMR LLC; SINCE 01/02/2004; SAME AS BRANCH ADDRESS; OWNER; llc to run payroll through to save on self employment taxes; 0 HOURS SPENT ON ACTIVITY PER MONTH (5) NAME OF OTHER BUSINESS: MISTY CREEK COUNTRY CLUB ; INVESTMENT RELATED: NO ; ADDRESS: 8654 MISTY CREEK DR, SARASOTA FL, 34241 ; NATURE OF BUSINESS: COUNTRY CLUB ; START DATE: 09/2013 ; POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: WORK ON IMPROVING / RUNNING ASPECTS OF COUNTRY CLUB ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-08-31
• S63 Uniform Securities Agent State Law Examination
  1988-05-09

Other Names

• Ed Rosenberg
• Edward Rosenberg