Stephen Harold Schott

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-01

FL RA
APPROVED

Since 2025-01-01

Branch Locations

1801 Ne 123Rd Street, Suite 314, Office 320, North Miami, FL 33181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Captrust Advisors Llc	Tampa	FL	11/2007	12/2017
Wells Fargo Advisors Financial Network Llc	Tampa	FL	05/2009	08/2017
Capfinancial Partners Llc (Captrust)	Raleigh	NC	05/2017	Present
Capfinancial Securities Llc	Raleigh	NC	05/2017	Present

11/2007 → 12/2017

Captrust Advisors Llc

Tampa, FL
05/2009 → 08/2017

Wells Fargo Advisors Financial Network Llc

Tampa, FL
05/2017 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC
05/2017 → Present

Capfinancial Securities Llc

Raleigh, NC

Previous Registrations

2008-04-30 → 2017-12-31

Captrust Advisors, Llc

Tampa, FL
2003-01-16 → 2017-08-08

Wells Fargo Advisors Financial Network, Llc

Harbor Springs, MI

Richmond, VA

Tampa, FL

Richmond, VA

Hollywood, FL

Other Businesses

Police Officer Assistance Trust; Investment Related: no; Address: 1030 NW111th St, Miami FL; Nature: Charity; Position: Board Member; Start Date: 7.10.2024; Hours per month: 2; Hours during trading: 2

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-04-30
S63	Uniform Securities Agent State Law Examination	1983-12-22

S65 Uniform Investment Adviser Law Examination

1999-04-30
S63 Uniform Securities Agent State Law Examination

1983-12-22

View on SEC IAPD

Current Employers

Captrust

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews